40 CFR §122.26(c)(iii)-(viii)
(iii) Characterization data. When
"quantitative data'' for a pollutant are required under paragraph (d)(a)(iii)(A)(3)
of this paragraph, the applicant must collect a sample of effluent in accordance with 40
CFR §122.21(g)(7) and analyze it for the pollutant in accordance with analytical methods
approved under 40 CFR Part 136. When no analytical method is approved the applicant may
use any suitable method but must provide a description of the method. The applicant must
provide information characterizing the quality and quantity of discharges covered in the
permit application, including:
(A) Quantitative data from representative outfalls designated by the Director (based on
information received in Part 1 of the application, the Director shall designate between
five and ten outfalls or field screening points as representative of the commercial,
residential and industrial land use activities of the drainage area contributing to the
system or, where there are less than five outfalls covered in the application, the
Director shall designate all outfalls) developed as follows:
(1) For each outfall or field screening point designated under this subparagraph, samples
shall be collected of storm water discharges from three storm events occurring at least
one month apart in accordance with the requirements at §122.21(g)(7) (the Director may
allow exemptions to sampling three storm events when climatic conditions create good cause
for such exemptions);
(2) A narrative description shall be provided of the date and duration of the storm
event(s) sampled, rainfall estimates of the storm event which generated the sampled
discharge and the duration between the storm event sampled and the end of the previous
measurable (greater than 0.1 inch rainfall) storm event;
(3) For samples collected and described under paragraphs (d)(2)(iii) (A)(1) and (A)(2) of
this section, quantitative data shall be provided for: the organic pollutants listed in
Table II; the pollutants listed in Table III (toxic metals, cyanide, and total phenols) of
appendix D of 40 CFR Part 122, and for the following pollutants:
Total suspended solids (TSS)
Total dissolved solids (TDS)
COD
BOD5
Oil and grease
Fecal coliform
Fecal streptococcus
pH
Total Kjeldahl nitrogen
Nitrate plus nitrite
Dissolved phosphorus
Total ammonia plus organic nitrogen
Total phosphorus
(4) Additional limited quantitative data required by the Director for determining permit
conditions (the Director may require that quantitative data shall be provided for
additional parameters, and may establish sampling conditions such as the location, season
of sample collection, form of precipitation (snow melt, rainfall) and other parameters
necessary to insure representativeness);
(B) Estimates of the annual pollutant load of the cumulative discharges to waters of the
United States from all identified municipal outfalls and the event mean concentration of
the cumulative discharges to waters of the United States from all identified municipal
outfalls during a storm event (as described under §122.21(c)(7)) for BOD5, COD, TSS,
dissolved solids, total nitrogen, total ammonia plus organic nitrogen, total phosphorus,
dissolved phosphorus, cadmium, copper, lead, and zinc. Estimates shall be accompanied by a
description of the procedures for estimating constituent loads and concentrations,
including any modeling, data analysis, and calculation methods;
(C) A proposed schedule to provide estimates for each major outfall identified in either
paragraph (d)(2)(ii) or (d)(1)(iii)(B)(1) of this section of the seasonal pollutant load
and of the event mean concentration of a representative storm for any constituent detected
in any sample required under paragraph (d)(2)(iii)(A) of this section; and
(D) A proposed monitoring program for representative data collection for the term of the
permit that describes the location of outfalls or field screening points to be sampled (or
the location of instream stations), why the location is representative, the frequency of
sampling, parameters to be sampled, and a description of sampling equipment.
(iv) Proposed management program. A proposed management program covers the duration of the
permit. It shall include a comprehensive planning process which involves public
participation and where necessary intergovernmental coordination, to reduce the discharge
of pollutants to the maximum extent practicable using management practices, control
techniques and system, design and engineering methods, and such other provisions which are
appropriate. The program shall also include a description of staff and equipment available
to implement the program. Separate proposed programs may be submitted by each coapplicant.
Proposed programs may impose controls on a systemwide basis, a watershed basis, a
jurisdiction basis, or on individual outfalls. Proposed programs will be considered by the
Director when developing permit conditions to reduce pollutants in discharges to the
maximum extent practicable. Proposed management programs shall describe priorities for
implementing controls. Such programs shall be based on:
(A) A description of structural and source control measures to reduce pollutants from
runoff from commercial and residential areas that are discharged from the municipal storm
sewer system that are to be implemented during the life of the permit, accompanied with an
estimate of the expected reduction of pollutant loads and a proposed schedule for
implementing such controls. At a minimum, the description shall include:
(1) A description of maintenance activities and a maintenance schedule for structural
controls to reduce pollutants (including floatables) in discharges from municipal separate
storm sewers;
(2) A description of planning procedures including a comprehensive master plan to develop,
implement and enforce controls to reduce the discharge of pollutants from municipal
separate storm sewers which receive discharges from areas of new development and
significant redevelopment. Such plan shall address controls to reduce pollutants in
discharges from municipal separate storm sewers after construction is completed. (Controls
to reduce pollutants in discharges from municipal separate storm sewers containing
construction site runoff are addressed in paragraph (d)(2)(iv)(D) of this section;
(3) A description of practices for operating and maintaining public streets, roads and
highways and procedures for reducing the impact on receiving waters of discharges from
municipal storm sewer systems, including pollutants discharged as a result of deicing
activities;
(4) A description of procedures to assure that flood management projects assess the
impacts on the water quality of receiving water bodies and that existing structural flood
control devices have been evaluated to determine if retrofitting the device to provide
additional pollutant removal from storm water is feasible;
(5) A description of a program to monitor pollutants in runoff from operating or closed
municipal landfills or other treatment, storage or disposal facilities for municipal
waste, which shall identify priorities and procedures for inspections and establishing and
implementing control measures for such discharges (this program can be coordinated with
the program developed under paragraph (d)(2)(iv)(C) of this section); and
(6) A description of a program to reduce to the maximum extent practicable, pollutants in
discharges from municipal separate storm sewers associated with the application of
pesticides, herbicides and fertilizer which will include, as appropriate, controls such as
educational activities, permits, certifications and other measures for commercial
applicators and distributors, and controls for application in public right-of-ways and at
municipal facilities.
(B) A description of a program, including a schedule, to detect and remove (or require the
discharger to the municipal separate storm sewer to obtain a separate NPDES permit for)
illicit discharges and improper disposal into the storm sewer. The proposed program shall
include:
(1) A description of a program, including inspections, to implement and enforce an
ordinance, orders or similar means to prevent illicit discharges to the municipal separate
storm sewer system; this program description shall address all types of illicit
discharges, however the following category of non-storm water discharges or flows shall be
addressed where such discharges are identified by the municipality as sources of
pollutants to waters of the United States: water line flushing, landscape irrigation,
diverted stream flows, rising ground waters, uncontaminated ground water infiltration (as
defined at 40 CFR §35.2005(20)) to separate storm sewers, uncontaminated pumped ground
water, discharges from potable water sources, foundation drains, air conditioning
condensation, irrigation water, springs, water from crawl space pumps, footing drains,
lawn watering, individual residential car washing, flows from riparian habitats and
wetlands, dechlorinated swimming pool discharges, and street wash water (program
descriptions shall address discharges or flows from fire fighting only where such
discharges or flows are identified as significant sources of pollutants to waters of the
United States);
(2) A description of procedures to conduct on-going field screening activities during the
life of the permit, including areas or locations that will be evaluated by such field
screens;
(3) A description of procedures to be followed to investigate portions of the separate
storm sewer system that, based on the results of the field screen, or other appropriate
information, indicate a reasonable potential of containing illicit discharges or other
sources of non-storm water (such procedures may include: sampling procedures for
constituents such as fecal coliform, fecal streptococcus, surfactants (MBAS), residual
chlorine, fluorides and potassium; testing with fluorometric dyes; or conducting in storm
sewer inspections where safety and other considerations allow. Such description shall
include the location of storm sewers that have been identified for such evaluation);
(4) A description of procedures to prevent, contain, and respond to spills that may
discharge into the municipal separate storm sewer;
(5) A description of a program to promote, publicize, and facilitate public reporting of
the presence of illicit discharges or water quality impacts associated with discharges
from municipal separate storm sewers;
(6) A description of educational activities, public information activities, and other
appropriate activities to facilitate the proper management and disposal of used oil and
toxic materials; and
(7) A description of controls to limit infiltration of seepage from municipal sanitary
sewers to municipal separate storm sewer systems where necessary;
(C) A description of a program to monitor and control pollutants in storm water discharges
to municipal systems from municipal landfills, hazardous waste treatment, disposal and
recovery facilities, industrial facilities that are subject to section 313 of title III of
the Superfund Amendments and Reauthorization Act of 1986 (SARA), and industrial facilities
that the municipal permit applicant determines are contributing a substantial pollutant
loading to the municipal storm sewer system. The program shall:
(1) Identify priorities and procedures for inspections and establishing and implementing
control measures for such discharges;
(2) Describe a monitoring program for storm water discharges associated with the
industrial facilities identified in paragraph (d)(2)(iv)(C) of this section, to be
implemented during the term of the permit, including the submission of quantitative data
on the following constituents: any pollutants limited in effluent guidelines
subcategories, where applicable; any pollutant listed in an existing NPDES permit for a
facility; oil and grease, COD, pH, BOD5, TSS, total phosphorus, total Kjeldahl nitrogen,
nitrate plus nitrite nitrogen, and any information on discharges required under 40 CFR
§122.21(g)(7) (iii) and (iv).
(D) A description of a program to implement and maintain structural and non-structural
best management practices to reduce pollutants in storm water runoff from construction
sites to the municipal storm sewer system, which shall include:
(1) A description of procedures for site planning which incorporate consideration of
potential water quality impacts;
(2) A description of requirements for nonstructural and structural best management
practices;
(3) A description of procedures for identifying priorities for inspecting sites and
enforcing control measures which consider the nature of the construction activity,
topography, and the characteristics of soils and receiving water quality; and
(4) A description of appropriate educational and training measures for construction site
operators.
(v) Assessment of controls. Estimated reductions in loadings of pollutants from discharges
of municipal storm sewer constituents from municipal storm sewer systems expected as the
result of the municipal storm water quality management program. The assessment shall also
identify known impacts of storm water controls on ground water.
(vi) Fiscal analysis. For each fiscal year to be covered by the permit, a fiscal analysis
of the necessary capital and operation and maintenance expenditures necessary to
accomplish the activities of the programs under paragraphs (d)(2) (iii) and (iv) of this
section. Such analysis shall include a description of the source of funds that are
proposed to meet the necessary expenditures, including legal restrictions on the use of
such funds.
(vii) Where more than one legal entity submits an application, the application shall
contain a description of the roles and responsibilities of each legal entity and
procedures to ensure effective coordination.
(viii) Where requirements under paragraph (d)(1)(iv)(E), (d)(2)(ii), (d)(2)(iii)(B) and
(d)(2)(iv) of this section are not practicable or are not applicable, the Director may
exclude any operator of a discharge from a municipal separate storm sewer which is
designated under paragraph (a)(1)(v), (b)(4)(ii) or (b)(7)(ii) of this section from such
requirements. The Director shall not exclude the operator of a discharge from a municipal
separate storm sewer identified in appendix F, G, H or I of Part 122, from any of the
permit application requirements under this paragraph except where authorized under this
section.
(e) Application deadlines. Any operator of a point source required to obtain a permit
under paragraph (a)(1) of this section that does not have an effective NPDES permit
covering its storm water outfalls shall submit an application in accordance with the
following deadlines:
(1) Individual applications. (i) Except as provided in paragraph (e)(1)(ii) of this
section, for any storm water discharge associated with industrial activity identified in
paragraphs (b)(14) (i) through (xi) of this section, that is not part of a group
application as described in paragraph (c)(2) of this section or which is not authorized by
a storm water general permit, a permit application made pursuant to paragraph (C) of this
section shall be submitted to the Director by October 1, 1992;
(ii) For any storm water discharge associated with industrial activity from a facility
that is owned or operated by a municipality with a population of less than 100,000 other
than an airport, powerplant, or uncontrolled sanitary landfill, permit applications
requirements are reserved.
(2) For any group application submitted in accordance with paragraph (c)(2) of this
section:
(i) Part 1. (A) Except as provided in paragraph (e)(2)(i)(B) of this section, Part 1 of
the application shall be submitted to the Director, Office of Wastewater Enforcement and
Compliance by September 30, 1991;
(B) Any municipality with a population of less than 250,000 shall not be required to
submit a Part 1 application before May 18, 1992.
(C) For any storm water discharge associated with industrial activity from a facility that
is owned or operated by a municipality with a population of less than 100,000 other than
an airport, powerplant, or uncontrolled sanitary landfill, permit applications
requirements are reserved.
(ii) Based on information in the Part 1 application, the Director will approve or deny the
members in the group application within 60 days after receiving Part 1 of the group
application.
(iii) Part 2. (A) Except as provided in paragraph (e)(2)(iii)(B) of this section, Part 2
of the application shall be submittted to the Director, Office of Wastewater Enforcement
and Compliance by October 1, 1992;
(B) Any municipality with a population of less than 250,000 shall not be required to
submit a Part 1 application before May 17, 1993.
(C) For any storm water discharge associated with industrial activity from a facility that
is owned or operated by a municipality with a population of less than 100,000 other than
an airport, powerplant, or uncontrolled sanitary landfill, permit applications
requirements are reserved.
(iv) Rejected facilities. (A) Except as provided in paragraph (e)(2)(iv)(B) of this
section, facilities that are rejected as members of the group shall submit an individual
application (or obtain coverage under an applicable general permit) no later than 12
months after the date of receipt of the notice of rejection or October 1, 1992, whichever
comes first.
(B) Facilities that are owned or operated by a municipality and that are rejected as
members of Part 1 group application shall submit an individual application no later than
180 days after the date of receipt of the notice of rejection or October 1, 1992,
whichever is later.
(v) A facility listed under paragraph (b)(14) (i)-(xi) of this section may add on to a
group application submitted in accordance with paragraph (e)(2)(i) of this section at the
discretion of the Office of Water Enforcement and Permits, and only upon a showing of good
cause by the facility and the group applicant; the request for the addition the facility
shall be made no later than February 18,1992; the addition of the facility shall not cause
the percentage of the facilities that are required to submit quantitative data to be less
than 10%, unless there are over 100 facilities in the group that are submitting
quantitative data; approval to become part of group application must be obtained from the
group or the trade association representing the individual facilities.
(3) For any discharge from a large municipal separate storm sewer system;
(i) Part 1 of the application shall be submitted to the Director by November 18, 1991;
(ii) Based on information received in the Part 1 application the Director will approve or
deny a sampling plan under paragraph (d)(1)(iv)(E) of this section within 90 days after
receiving the Part 1 application;
(iii) Part 2 of the application shall be submitted to the Director by November 16, 1992.
(4) For any discharge from a medium municipal separate storm sewer system;
(i) Part 1 of the application shall be submitted to the Director by May 18, 1992.
(ii) Based on information received in the Part 1 application the Director will approve or
deny a sampling plan under paragraph (d)(1)(iv)(E) of this section within 90 days after
receiving the Part 1 application.
(iii) Part 2 of the application shall be submitted to the Director by May 17, 1993.
(5) A permit application shall be submitted to the Director within 60 days of notice,
unless permission for a later date is granted by the Director (see 40 CFR §124.52(c)),
for:
(i) A storm water discharge which the Director, or in States with approved NPDES programs,
either the Director or the EPA Regional Administrator, determines that the discharge
contributes to a violation of a water quality standard or is a significant contributor of
pollutants to waters of the United States (see paragraph (a)(1)(v) of this section);
(ii) A storm water discharge subject to paragraph (c)(1)(v) of this section.
(6) Facilities with existing NPDES permits for storm water discharges associated with
industrial activity shall maintain existing permits. Facilities with permits for storm
water discharges associated with industrial activity which expire on or after May 18, 1992
shall submit a new application in accordance with the requirements of 40 CFR §122.21 and
40 CFR 122.26(c) (Form 1, Form 2F, and other applicable Forms) 180 days before the
expiration of such permits.
(f) Petitions. (1) Any operator of a municipal separate storm sewer system may petition
the Director to require a separate NPDES permit (or a permit issued under an approved
NPDES State program) for any discharge into the municipal separate storm sewer system.
(2) Any person may petition the Director to require a NPDES permit for a discharge which
is composed entirely of storm water which contributes to a violation of a water quality
standard or is a significant contributor of pollutants to waters of the United States.
(3) The owner or operator of a municipal separate storm sewer system may petition the
Director to reduce the Census estimates of the population served by such separate system
to account for storm water discharged to combined sewers as defined by 40 CFR
35.2005(b)(11) that is treated in a publicly owned treatment works. In municipalities in
which combined sewers are operated, the Census estimates of population may be reduced
proportional to the fraction, based on estimated lengths, of the length of combined sewers
over the sum of the length of combined sewers and municipal separate storm sewers where an
applicant has submitted the NPDES permit number associated with each discharge point and a
map indicating areas served by combined sewers and the location of any combined sewer
overflow discharge point.
(4) Any person may petition the Director for the designation of a large or medium
municipal separate storm sewer system as defined by paragraphs (b)(4)(iv) or (b)(7)(iv) of
this section.
(5) The Director shall make a final determination on any petition received under this
section within 90 days after receiving the petition.
(55 FR 48063, Nov. 16, 1990, as amended at 56 FR 12100, Mar. 21, 1991; 56 FR 56554, Nov.
5, 1991; 57 FR 11412, Apr. 2, 1992)