Records and monitoring
This section contains recordkeeping and reporting requirements that apply to PCBs, PCB
Items, and PCB storage and disposal facilities that are subject to the requirements of the
part.
(a) PCBs and PCB Items in service or projected for disposal. Beginning February 5, 1990,
each owner or operator of a facility, other than a commercial storer or a disposer of PCB
waste, using or storing at any one time at least 45 kilograms (99.4 pounds) of PCBs
contained in PCB Container(s), or one or more PCB Transformers, or 50 or more PCB Large
High or Low Voltage Capacitors shall develop and maintain at the facility, or a central
facility provided they are maintained at that facility, all annual records and the written
annual document log of the disposition of PCBs and PCB Items. The written annual document
log must be prepared for each facility by July 1 covering the previous calendar year
(January through December). The annual document log shall be maintained for at least 3
years after the facility ceases using or storing PCBs and PCB Items in the quantities
prescribed in this paragraph. Annual records (manifests and certificates of disposal)
shall be maintained for the same period. The annual records and the annual document log
shall be available for inspection at the facility where they are maintained by authorized
representatives of EPA during normal business hours, and each owner or operator of a
facility subject to these requirements shall know the location of these records. All
records and annual documents required to be prepared and maintained by this section prior
to February 5, 1990 shall continue to be maintained at the facility for the same time as
the annual records and the annual document log. The annual document required for 1989
shall cover the period from January 1, 1989 to February 5,1990.
(1) The annual records shall include the following:
(i) All signed manifests generated by the facility during the calendar year.
(ii) All Certificates of Disposal that have been received by the facility during the
calendar year
(2) The written annual document log shall include the following:
(i) The name, address, and EPA identification number of the facility covered by the annual
document log and the calendar year covered by the annual document log.
(ii) The unique manifest number of every manifest generated by the facility during the
calendar year, and from each manifest and for unmanifested waste that may be stored at the
facility, the following information:
(A) For bulk PCB waste (e.g., in a tanker or truck), its weight in kilograms, the first
date it was removed from service for disposal, the date it was placed into transport for
off-site storage or disposal, and the date of disposal, if known.
(B) The serial number (if available) or other means of identifying each PCB Article (e.g.,
transformer or capacitor), the weight in kilograms of the PCB waste in each transformer or
capacitor, the date it was removed from service for disposal, the date it was placed in
transport for off-site storage or disposal, and the date of disposal, if known.
(C) A unique number identifying each PCB Container, a description of the contents of each
PCB Container, such as liquid, soil, cleanup debris, etc., including the total weight of
the material in kilograms in each PCB Container, the first date material placed in each
PCB Container was removed from service for disposal, and the date each PCB Container was
placed in transport for off-site storage or disposal, and the date of disposal (if known).
(D) A unique number identifying each PCB Article Container, a description of the contents
of each PCB Article Container, such as pipes, capacitors, electric motors, pumps, etc.,
including the total weight in kilograms of the content of each PCB Article Container, the
first date a PCB Article placed in each PCB Article Container was removed from service for
disposal, and the date the PCB Article Container was placed in transport for off-site
storage or disposal, and the date of disposal (if known).
(iii) The total number by specific type of PCB Articles and the total weight in kilograms
of PCBs in PCB Articles, the total number of PCB Article Containers and total weight in
kilograms of the contents of PCB Article Containers, the total number of PCB and the total
weight in kilograms of the contents of PCB Containers, and the total weight in kilograms
of bulk PCB waste that was placed into storage for disposal or disposed during the
calendar year.
(iv) The total number of PCB Transformers and total weight in kilograms of PCBs contained
in the transformers remaining in service at the end of the calendar year.
(v) The total number of Large High or Low Voltage PCB CaPacitors remaining in service at
the end of the calendar year.
(vi) The total weight in kilograms of any PCBs and PCB Items in PCB Containers. including
the identification of container contents, remaining in service at the facility at the end
of the calendar year.
(vii) For any PCBs or PCB item received from or shipped to another facility owned or
operated by the same generator. the information required under paragraph (a)(2)(ii)(A)
through (a)(2)(ii)(D) of this section.
(viii) A record of each telephone call, or other means of verification agreed upon by both
parties, made to each designated commercial storer or designated disposer to confirm
receipt of PCB waste transported by an independent transporter, as required by §761.208.
(b) Disposers and commercial storers of PCB waste. Beginning February 5,1990, each owner
or operator of a facility (including high efficiency boiler operations) used for the
commercial storage or disposal of PCBs and PCB Items shall maintain annual records on the
disposition of all PCBs and PCB items at the facility and prepare and maintain a written
annual document log that includes the information required by paragraphs (b)(2) of this
section for PCB and PCB Items that were handled as PCB waste at the facility. The written
annual document log shall be prepared by July 1 for the previous calendar year (January
through December). The written annual document log shall be maintained at each facility
for at least 3 years after the facility is no longer used for the storage or disposal of
PCBs and PCB Items except that, in the case of chemical waste landfills the annual
document 108 shall be maintained at least 20 years after the chemical waste landfill is no
longer used for the disposal of PCBs and PCB Items. The annual records shall be maintained
for the same period. The annual records and written annual document log shall be available
at the facility for inspection by authorized representatives of the EPA. All records and
annual documents required to be prepared and maintained by this section prior to February
5, 1990 shall continue to be maintained at the facility for the same time as the annual
records and the annual document log. The annual document for 1989 shall cover the period
from January 1, 1989 to February 5, 1990. From the written annual document log the owner
or operator of a facility must prepare the annual report containing the information
required by paragraphs (b)(3)(i) through (b)(3)(vi) of this section for PCBs and PCB Items
that were handled as PCB waste at the facility during the previous calendar year (January
through December). The annual report must be submitted by July 15 of each rear for the
preceding calendar year. If the facility ceases commercial PCB storage or disposal
operations, the owner or operator of the facility shall provide at least 60 days advance
written notice to the Regional Administrator for the region in which the facility is
located of the date the facility intends to begin closure.
(1) The annual records shall include the following:
(i) All signed manifests generated or received at the facility during the calendar year.
(ii) All Certificates of Disposal that have been generated or received by the facility
during the calendar year.
(2) The written annual document log shall include the following:
(i) The name, address, and EPA identification number of the storage or disposal facility
covered by the annual document log and the calendar year covered by the annual document
log.
(ii) For each manifest generated or received by the facility during the calendar year, the
unique manifest number and the address of the facility that generated the manifest and the
following information:
(A) For bulk PCB waste (e.g., in a tanker or truck), its weight in kilograms. the first
date PCB waste placed in the tanker or truck was removed from service for disposal, the
date it was received at the facility, the date it was placed in transport for off-site
disposal (if applicable), and the date of disposal (if known).
(B) The serial number or other means of identifying each PCB Article, not in a PCB
Container or PCB Article Container, the weight in kilograms of the PCB waste in the PCB
Article, the date it was removed from service for disposal, the date it was received at
the facility, the date it was placed In transport for off-site disposal (if applicable),
and the date of disposal (if known).
(C) The unique number assigned by the generator identifying each PCB Container, a
description of the contents of each PCB Container, such as liquid, soil, cleanup debris,
etc., including the total weight of the PCB waste in kilograms in each PCB Container, the
first date PCB waste placed in each PCB Container was removed from service for disposal,
the date it was received at the facility, the date each PCB Container was placed in
transport for off-site storage or disposal (as applicable), and the date the PCB Container
was disposed of (if known).
(D) The unique number assigned by the generator identifying each PCB Article Container, a
description of the contents of each PCB Article Container, such as pipes, capacitors,
electric motors, pumps, etc., including the total weight in kilograms of the PCB waste in
each PCB Article Container, the first date a PCB Article placed in each PCB Article
Container was removed from service for disposal, the date it was received at the facility,
the date each PCB Article Container was placed in transport for off-site storage or
disposal (as applicable), and the date the PCB Article Container was disposed of (if
known).
(E) Disposers of PCB waste shall Include the confirmed date of disposal for items in
paragraphs (b)(2)(ii)(A) through (b)(2)(ii)(D) of this section.
(iii) For any PCB waste disposed at facility that generated the PCB waste or any PCB waste
that was not manifested to the facility, the information required under paragraph
(b)(2)(ii)(A) through (b)(2)(ii)(E) of this section.
(3) The owner or operator of a PCB disposal or commercial storage facility shall submit an
annual report, which briefly summarizes the records and annual document log required to be
maintained and prepared under paragraph@ (b)(1) and (b)(2) of this section, to the
Regional Administrator of the EPA region in which the facility is located by July 15 of
each year, beginning with July 15, 1991. The first annual report submitted on July 15,
1991, shall be for the period starting February 5, 1990 and ending December 31, 1990. The
annual report shall contain no confidential business information. The annual report shall
consist of the information listed in paragraphs (b)(3)(i) through (b)(3)(vi) of this
section.
(i) The name, address, and EPA identification number of the facility covered by the annual
report for the calendar year.
(ii) A list of the numbers of all signed manifests of PCB waste initiated or received by
the facility during that year.
(iii) The total weight in kilograms of bulk PCB waste, PCB waste in PCB Transformers, PCB
waste in PCB Large High or Low Voltage Capacitors, PCB waste in PCB Article Containers,
and PCB waste in PCB Containers in storage at the facility at the beginning of the
calendar year, received or generated at the facility, transferred to another facility, or
disposed of at the
facility during the calendar year. The information must be provided for each of these
categories, as appropriate.
(iv) The total number of PCB Transformers, the total number of PCB Large High or Low
Voltage Capacitors, the total number of PCB Article Containers, and the total number of
PCB Containers in storage at the facility at the beginning of the calendar year, received
or generated at the facility, transferred to another facility, or disposed of at the
facility during the calendar year. The Information must be provided for each of these
categories, as appropriate.
(v) The total weight in kilograms of each of the following PCB categories: bulk PCB waste,
PCB waste in PCB Transformers, PCB waste in PCB Large High or Low Voltage Capacitors, PCB
waste in PCB Article Containers, and PCB waste in PCB Containers remaining in storage for
disposal at the facility at the end of the calendar year.
(vi) The total number of PCB Transformers, the total number of PCB Large High or Low
Voltage Capacitors, the total number of PCB Article Containers, and the total number of
PCB Containers remaining in storage for disposal at the facility at the end of the
calendar year.
(vii) The requirement to submit annual reports to the Regional Administrator continues
until the submission of the annual report for the calendar year during which the facility
ceases PCB storage or disposal operations. Storage operations have not ceased until all
PCB waste, including any PCB waste generated during closure, has been removed from the
facility.
(4) Whenever a commercial storer of PCB waste accepts PCBs or PCB Items at his storage
facility and transfers the PCB waste off-site to another facility for storage or disposal,
the commercial storer of PCB waste shall initiate a manifest under subpart K of this Part
for the transfer of PCBs or PCB Items to the next storage or disposal facility
Note: Any requirements for weights in kilograms of PCBs may be calculated values if the
internal volume of PCBs in containers and transformers is known and included in the
reports, together with any assumptions on the density of the PCBs contained in the
containers or transformers. If the internal volume of PCBs is not known, a best estimate
may be used.
(c) Incineration facilities. Each owner or operator of a PCB incinerator facility shall
collect and maintain for a period of 5 years from the date of collection the following
information, in addition to the information required in paragraph (b) of this section:
(1) When PCBs are being incinerated the following continuous and short-interval data:
(i) Rate and quantity of PCBs fed to the combustion system as required in §761.70(a)(3);
(ii) Temperature of the combustion process as required in §761.70(a)(4); and
(iii) Stack emission product to include O2, CO, and CO2 as required in §761.70(a)(7).
(2) When PCBs are being incinerated, data and records on the monitoring of stack emissions
as required in §761.70(a)(6).
(3) Total weight in kilograms of any solid residues generated by the incineration of PCBs
and PCB Items during the calendar year, the total weight in kilograms of any solid
residues disposed of by the facility in chemical waste landfills, and the total weight in
kilograms of any solid residues remaining on the facility site.
(4) When PCBs and PCB Items are being incinerated, additional periodic data shall be
collected and maintained as specified by the Regional Administrator pursuant to
§761.70(d)(4).
(5) Upon any suspension of the operation of any incinerator pursuant to §761.70(a)(8),
the owner or operator of such an incinerator shall prepare a document. The document shall,
at a minimum, include the date and time of the suspension and an explanation of the
circumstances causing the suspension of operation. The document shall be sent to the
appropriate Regional Administrator within 30 days of any such suspension.
(d) Chemical waste landfill facilities. Each owner or operator of a PCB chemical waste
landfill facility shall collect and maintain until at least 20 years after the chemical
waste landfill is no longer used for the disposal of PCBs the following information in
addition to the information required in paragraph (b) of this section:
(1) Any water analysis obtained in compliance with §761.75(b)(6)(iii); and
(2) Any operations records including burial coordinates of wastes obtained in compliance
with §761.75(b)(8)(ii).
(e) High efficiency boiler facilities. Each owner or operator of a high efficiency boiler
used for the disposal of liquids between 50 and 500 ppm PCB shall collect and maintain for
a period of 5 years the following information, in addition to the information required in
paragraph (b) of this section:
(1) For each month PCBs are burned in the boiler the carbon monoxide and excess oxygen
data required in §761.60(a)(2)(iii)(A)(8) and §761.60(a)(3)(iii)(A)(8);
(2) The quantity of PCBs burned each month as required in §761.60(a)(2)(iii)(A)(7) and
§761.60(a)(3)(iii)(A)(7); and
(3) For each month PCBs (other than mineral oil dielectric fluid) are burned, chemical
analysis data of the waste as required in §761.60(a)(3)(iii)(B)(6).
(f) Retention of special records by storage and disposal facilities. In addition to the
information required to be maintained under paragraphs (b), (c), (d) and (e) of this
section, each owner or operator of a PCB storage or disposal facility (including high
efficiency boiler operations) shall collect and maintain for the time period specified in
paragraph (b) of this section the following data:
(1) All documents, correspondence, and data that have been provided to the owner or
operator of the facility by any State or local government agency and that pertain to the
storage or disposal of PCBs and PCB Items at the facility.
(2) All documents, correspondence, and data that have been provided by the owner or
operator of the facility to any State or local government agency and that pertain to the
storage or disposal of PCBs and PCB Items at the facility.
(3) Any applications and related correspondence sent by the owner or operator of the
facility to any local. State, or Federal authorities in regard to waste water discharge
permits, solid waste permits, building permits, or other permits or authorizations such as
those required by §§761.70(d) and 761.75(c).
(Sec. 6. Pub. L. 94-469. 90 Stat. 2020 (15 U.S.C. 2605)
[44 FR 31542, May 31, 1979. Redesignated as 47 FR 19527, May 6, 1982, and further
redesignated at 47 FR 37360, Aug 25, 1982; 49 FR 28191, July 10, 1984; 53 FR 12524, April
15, 1988; 55 FR 26205, June 27, 1990; 58 FR 34205, June 23, 1993.]